Audit Analytics
RBI-Aligned Concurrent Audit Analytics
Forex Company | Sampling & MIS Reporting
“Delivered a structured concurrent audit analytics process that improved sampling consistency, reduced manual reporting effort, and provided reliable MIS outputs across audit cycles.”
- 01
The problem
A forex company required a compliant and repeatable approach for concurrent audit sampling and monthly MIS reporting, aligned with Reserve Bank of India expectations and internal audit requirements.
- 02
What Karthik shaped
Karthik developed an RBI-aligned random sampling algorithm using ACL, automated monthly MIS reporting, and supported field audit activities to review transactions, identify exceptions, and provide audit-ready reporting outputs.
- 03
Decision/tool delivered
Delivered a structured concurrent audit analytics process that improved sampling consistency, reduced manual reporting effort, and provided reliable MIS outputs across audit cycles.
Business impact
- Implemented RBI-aligned audit sampling logic
- Automated monthly MIS reporting
- Improved consistency of concurrent audit procedures
- Reduced manual effort in audit reporting cycles
- Supported field audit execution and exception review